New York State registration, SEC investment adviser registration and FinCEN MSB registration, all verifiable through official channels.
DOMESTIC BUSINESS CORPORATION, DOS ID: 7012418, initial filing date: 08/24/2023, entity status: ACTIVE
Issued by: New York State Department of State
Verify on the official website →
SEC#: 802-137509, CRD#: 344508, registration type: Investment Adviser, business scope: global equity trading and investment management services
Issued by: U.S. Securities and Exchange Commission
Verify on the official website →
MSB Registration Number: 31000339625972, registered with Financial Crimes Enforcement Network, U.S. Department of the Treasury
Issued by: Financial Crimes Enforcement Network (FinCEN)
Verify on the official website →Notes & Statements
The U.S. Securities and Exchange Commission does not issue paper certificates for personal or institutional display. Registration information related to this firm can be looked up and verified on the SEC's official website.
The MSB Registrant Search page is updated weekly and lists entities registered as Money Service Businesses under the Bank Secrecy Act (31 CFR 1022.380(a)-(f)), administered by FinCEN and subject to annual review.
Regulated services are provided on the basis of valid qualifications and formal agreements. Qualifications, partnerships and track records disclosed externally are supported by appropriate documentation.
Where tax, legal or other professional matters fall outside our capability, they are handled by professionals with the requisite expertise.
Whether you are an individual, a family or a business owner, we can begin with a demand analysis and build an actionable asset arrangement with you.
Email us investor@peakstrategycapital.com